Advisory Services

Regulatory depth and strategic insight, under one roof.

Five practices spanning governance, compliance, financial crime, risk and capital. Each mandate is led by a partner and scoped to what your firm actually needs.

01

Governance & Regulatory

Governance that satisfies the regulator and works in practice, from authorisation through to ongoing supervision.

For firms authorising or scaling
  • Board governance and effectiveness reviews
  • Regulatory strategy and regulator engagement
  • Authorisation and licensing support (DFSA / FSRA)
  • Regulatory Business Plans and controlled function applications
  • Governance remediation and gap analysis
02

Compliance & Financial Crime

Practical compliance and financial crime frameworks, designed, implemented and, where needed, run on your behalf.

For firms needing capacity or cover
  • Outsourced Compliance Officer function
  • Outsourced Money Laundering Reporting Officer (MLRO)
  • AML / CFT frameworks and business risk assessments
  • Compliance monitoring programmes
  • Policies, procedures and controls
  • Regulatory reporting and notification support
03

Risk Advisory

Risk frameworks proportionate to your business model and to the regulator's expectations.

For firms formalising risk
  • Enterprise risk management frameworks
  • Operational risk identification and controls
  • Regulatory and conduct risk
  • Risk appetite and governance
04

Strategic & Corporate Advisory

Commercial strategy and corporate finance support for firms building and scaling in the region.

For firms entering or growing
  • Business strategy and growth planning
  • Corporate finance support
  • Commercial and market-entry advisory
  • Operating model design
05

Funds & Capital Advisory

Analytical and structuring support across the fund lifecycle, from concept through investor readiness.

For managers and sponsors
  • Fund structuring analysis
  • Investment analysis and financial modelling
  • Due diligence support
  • Investor readiness and data room preparation
  • Capital raising preparation

Not sure which practice fits? Start with a conversation.

Tell us where your firm is, and we will tell you honestly what it needs.

Book a Consultation